Services

Helmsec is an Investment and Advisory House with an established Pan-Asian network. We deliver an extensive range of services to clients with a particular focus on capital raising, financing, incubation and strategic advisory services.

Equity Capital Markets

Our team offers services including: advising and arranging underwriting of IPOs, rights issues, placements and hybrid securities for publicly listed and unlisted entities.

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Helmsec’s participation in ECM transactions now approaching A$1.7billion. Utilising our relationships with institutional investors, retail intermediaries and end-users within Australia, Asia, Europe, UK, Middle-East and the US, our expertise encompasses:

  • Placements and rights issues
  • Initial Public Offerings
  • Hybrid securities
  • Arranging underwriting
  • Unlisted equity

After Market Support

Our comprehensive after market support services include:

  • Investor meetings and road shows
  • Regular contact with management or upon market events
  • Advice on timing and pricing for further capital raisings
  • Communication with the market to facilitate liquidity

Corporate Advisory

Our team offers specialised corporate advisory services including: advice on mergers, acquisitions, debt, takeover defence and sale of businesses.

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Helmsec offers extensive advisory services to our clients, drawing upon the significant experience of our senior executives to provide high levels of technical expertise in:

  • Merger & Acquisitions
  • Strategic reviews
  • Debt
  • Takeover defence
  • General corporate advice
  • Restructuring

Institutional Sales and Trading

Helmsec offers institutional sales and trading to our network of clients globally. We provide valuable assistance through extensive global market experience, in-depth research, and high-quality execution and settlement services. Helmsec trades in Australia’s listed markets under its arrangements with Pershing Australia.

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Helmsec focus on small and mid-cap Australian equities with emphasis on building long – term relationships with Australian and foreign-bases institutional and High Net Worth Clients. We offer End-to-end execution and trade processing, including Delivery-versus-Payment (‘DvP’) settlement services.

Equity advice and market intelligence are regularly communicated to our clients, together with portfolio reviews and strategic advice on market dynamics.

Incubation

Helmsec provides creative entrepreneurs a range of incubation services that utilise capital market skills to assists start-up and early stage companies develop, execute and evolve their business models.  These services include research, intellectual capital protection, deal negotiation and execution, conceptual design and modelling, corporate secretarial & risk and capital market financing.

Examples of Helmsec's diverse involvement in the incubation process are PrimaryMarket Limited, Genex Power Limited, Estrella Resources Limited, Carabella Resources Limited and Endocoal Limited.

Project Advice

Helmsec provides advisory services to large-scale infrastructure, resources, transport, services & industry projects. Our expertises are drawn upon to facilitate a variety of transactions including private public partnerships and privatisations.